Standards cited
The tool draws on best-practice frameworks, standards and guidance. The applicable frameworks and standards are referenced under each question.
| AC Handbook | OECD, UNODC, World Bank, Anti-Corruption Ethics and Compliance Handbook for Business (Paris: 2013) |
| CHRB | Corporate Human Rights Benchmark, Methodology for the Agricultural, Apparel and Extractive Industries, 2020 |
| EITI | Extractive Industries Transparency Initiative, EITI Standard, 2019 |
| EITI EC | EITI, Expectations for EITI Supporting Companies, 2018 |
| GRI | Global Reporting Initiative, Standards, 2016 |
| ICMM PE | International Council on Mining and Metals, Performance Expectations, 2018 |
| IFC PS | IFC (International Finance Corporation) Performance Standards on Environmental and Social Sustainability, 2012 |
| IRMA | IRMA (Initiative for Responsible Mining Assurance), Standard, 2016 |
| OECD (2016) | OECD, Corruption in the Extractive Value Chain, (Paris: 2016) |
| OECD (2017) | OECD, Due Diligence Guidance for Meaningful Stakeholder Engagement in the Extractives Sector, (Paris: 2017) |
| OECD (2018) | OECD, Due Diligence Guidance for Responsible Business Conduct, (Paris: 2018) |
| RMI | Responsible Mining Index, Methodology report 2020 (Geneva: 2019) |
| SASB | Sustainability Accounting Standards Board, Metals & Mining Sustainability Standard, 2018 |
| TI BICA | Transparency International, Business Integrity Country Agenda: Conceptual framework for a BICA Assessment,(Berlin: 2016) |
| TI-UK APC | Transparency International UK, The 2010 UK Bribery Act Adequate Procedures Checklist (London: 2010) |
| TI-UK GABG | Transparency International UK, Global Anti-Bribery Guidance (London: 2017) |
| UNGC RG | UN Global Compact, Reporting Guidance on the 10th Principle Against Corruption, (New York: 2009) |
| UNGP RF | UN Guiding Principles, Reporting Framework, 2015 |
| UNODC | United Nations Office on Drugs and Crime, An Anti-Corruption Ethics and Compliance Programme for Business: A practical guide (Vienna: 2013) |
| UK Bribery Act Guidance | UK Ministry of Justice, The Bribery Act 2010 Guidance (London: 2011) |
| U.S. DOJ Guidance | U.S. Department of Justice, Evaluation of Corporate Compliance Programs (Washington D.C.: 2019) |
| U.S. FCPA RG | U.S. Department of Justice and Securities and Exchange Commission, A Resource guide to the U.S. Foreign Corrupt Practices Act (Washington D.C.: 2012) |
| WEF (2013) | World Economic Forum, Good practice guidelines on conducting third-party due diligence, (Geneva: 2013) |
